Obligation to register or give notification 1 If the home Contracting State of the issuer of securities which are publicly offered is Estonia, a prospectus or, in the case provided for in subsection 15 5 of this section, a securities note or a summary shall be registered with the Supervision Authority prior to being made public and the offer being announced. If the home Contracting State of the issuer of offered securities is not Estonia, an application for the registration of a prospectus may be submitted to the Supervision Authority by the securities market supervisory agency of another Contracting State. Puts in enormous effort, has extensive prior experience from working both in-house in financial sector as well as from different leading law firms. Transfer of registration 1 If necessary and with the agreement of the securities market supervisory agency of another Contracting State, the Supervision Authority may decide to transfer the registration or approval of a prospectus to the such agency, upon prior notification thereof of the European Securities and Markets Authority. They have been a tremendous support.

This means they usually have a good idea of the practical side as well, next to the text of law.

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Struck the right balance between making sure all the legal formalities were observed, whilst not over-lawyering. Always available and reliable.

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In such case, the securities note shall contain the significant events and circumstances which usually must be presented in the registration documents, which may affect the assessments of investors and which occur after the registration of the registration document or a supplement to a prospectus in accordance with § 23 of this Act with the Supervision Authority or the securities market supervisory agency of the home Contracting State of the issuer.

Obligation to register or give notification 1 If the home Contracting State of the issuer of securities which are publicly offered is Estonia, a prospectus or, in the case provided for in subsection 15 5 of this section, a securities note or a summary shall be registered with the Supervision Authority prior to being made public and the offer being announced.

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In the latter case, the exception is applied in case the sufficient information, including the document specified in clause 1 9 of this section, is available at least in English and if the European Commission has adopted a resolution which certifies the equivalence in respect to the market of the third country in question. In such case, final information on the offer price and amount of securities which will be offered to the public shall be filed as soon as possible to the Supervision Authority or the securities market supervisory agency of the home Contracting State of the issuer and shall be made public immediately pursuant to the requirements provided for in § 15 of this Act.

Application for registration 1 In order to register a prospectus with the Supervision authority, an application shall be submitted.

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